The announcement of a listed company made a joke.

Wen | AI Finance and Economics Society, Jun Zexiang

Edit | Luming Literature

After nearly a year of indecent dinner at Founder Securities, the regulatory authorities finally made a punishment.

On June 28th, China Securities Industry Association disclosed that Ma Jun, one of the participants in the indecent dinner, who was then the deputy director of Founder Securities Research Institute and the chief analyst of Communication Internet, was taken self-discipline measures, and proposed to give Ma Jun the disciplinary punishment of revoking the securities analyst's practice certificate and not accepting the securities analyst's application for practice registration within three years, and fulfilled the prior notification procedure.

According to the penalty decision, Ma Jun, as the candidate analyst of the 16th New Fortune Best Analyst Selection Campaign, had a dinner with Jia Moumou and others who had the voting right of New Fortune Best Analyst on the evening of September 20 18, and the dinner expenses were paid by Ma Jun. After being widely spread by the media, his improper words and deeds at the dinner party caused a bad social impact and seriously damaged the reputation of the industry.

China Securities Industry Association said that Ma Jun's behavior violated Articles 1 and 2 of the Code of Conduct for Employees in the Securities Industry, Article 18 of the Code of Conduct for Securities Analysts and Article 3 of the Notice on Strengthening the Management of Securities Analysts' Participation in Relevant Selection Activities, and the violation occurred when the China Securities Regulatory Commission and our association repeatedly emphasized standardizing the practice behavior of securities analysts and strengthening the clean management of securities analysts, which had a bad social impact and seriously damaged the reputation of the industry.

Back in September, 18, that morning, a photo and video of a brokerage company gathering to canvass votes came out on the Internet. Because the photo contains some indecent information, it was quickly pulled out by netizens. The communication Internet team of Founder Securities appeared in the photo, led by Ma Jun, and its members included Zhang Jianmin, Song Hui and Liao Lei. At that time, it was at the selection stage of "Best Analyst of New Fortune", and some insiders attended the dinner. Therefore, some netizens questioned Ma Jun, Liao Lei and others suspected of canvassing.

Founder Securities subsequently issued a document saying: The media reported that Ma Jun, an analyst of Founder Securities Research Institute, and Liao Lei, an employee, participated in the new wealth voting related party, which had a bad influence. They decided to suspend Ma Jun, an analyst of the other securities, and Liao Lei, and launched a special investigation. Since then, the Ma Jun team has been disqualified from participating in the selection of the best analyst of New Fortune in that year; At the same time, the relevant voters will be disqualified from voting in the selection of the best analyst of New Fortune.

This incident also directly led to the cancellation of the new wealth selection last year. On the evening of September 2 1 2065438, New Fortune said that due to unexpected reasons, New Fortune decided to suspend the voting for the best analyst of New Fortune in 20 18.

Sensitive meal

Back to September 20 18, 17, Ma Jun took his team to a party related to canvassing new wealth. At the party, Ma Jun had intimate behavior with a man, and another female member of the team also had cuddling behavior with the man. The video flowed out the next day, which was quite controversial. Some netizens questioned that Ma Jun and others were suspected of canvassing votes in the selection of the best analyst of New Fortune.

On September 18 1: 30, Weibo, the official magazine of New Fortune, announced that Ma Jun, the founder securities communication group, was disqualified from participating in the selection of the best analyst of New Fortune. At the same time, the relevant voters will be disqualified from voting in the selection of the best analyst of New Fortune.

After the incident, Ai Caijing called Ma Jun of Founder Securities Communication Group for the first time. Ma Jun responded: "The video is seen, and the rivers and lakes are sinister." Then hang up.

After the incident, Ai Caijing contacted Liao Lei, one of the people involved, to verify the dinner last night. She said that last night's dinner was invited by Ma Jun, the leader, and most of the other participants were secretaries and securities brokers of listed companies. And she and the participants are in the same WeChat group of more than 200 people. Before, group friends often discussed topics such as tourism, and she also participated in offline dinners organized by group friends.

It is understood that Liao Lei holds a bachelor's degree in mechanical manufacturing in Tsinghua University and a master's degree in mechanical engineering in Tsinghua University. After joining the communication Internet team of Founder Securities, she and her team won the fourth place in the new wealth selection in 20 16 and the second place in 20 17.

According to Sina Finance, on April 7, 20 16, Liao Lei, an employee of Founder Securities Research Institute, wore Hanfu in the name of the company and recommended ZTE shares to investors through live video. Hunan Securities Regulatory Bureau has taken the supervision measures of issuing warning letters.

In the videos and photos circulating on the Internet, she has close physical contact with the opposite sex Liu Fengyuan. 10 years ago, Liu Fengyuan was the investment director of Baoying Fund, and later went to Shanghai to run a small private equity firm.

Liao Lei told AI Finance and Economics that she was not playing games, but just chatting. "Usually these physical contact, may drink too much after everyone's action will be more open. But it's true, first of all, I didn't pay attention to my movements, especially after drinking alcohol, which made me dizzy. Now let me recall that paragraph (scene), I can't remember it clearly. "

"I, myself, and boys are buddies. This is not an excuse for work. Such mistakes in action are made by people with ulterior motives. " Liao Lei did self-reflection, but she insisted on being sober. It is widely rumored on the Internet that she and her team accepted the hidden rules of canvassing, which is "untenable".

Subsequently, Founder Securities Co., Ltd. issued a red-headed document, announcing that Ma Jun and Liao Lei were immediately suspended, accepted the company's special investigation, and dealt with it strictly according to the investigation results. Hunan Securities Regulatory Bureau also sent a letter to Ma Jun to take regulatory measures against Ma Jun. ..

A few months later, from 2065438 to June 2009, Liao Lei, who had been silent for a long time, announced on social media that she had joined Vista Jiajie, a listed company in Hong Kong.

Analysts borrow new wealth carp yue longmen

The "Best Analyst of New Fortune" selection is a market-oriented analyst ranking sponsored by New Fortune, which has been held for fifteen times since the first selection in 2003. The selection adopts the method recommended by brokers to determine the candidate list; The voting method of selecting voters to fill in the selection questionnaire is adopted, and the voting results of all parties are summarized according to a certain weight to produce a series of awards such as "Best Analyst of New Fortune" and "Best Sales and Service Team of New Fortune".

The new wealth selection held every autumn is a large vanity fair in the financial sector. The specific selection rule is to let institutional investors such as fund companies and asset management companies vote for the ranking of research capabilities and service levels of various industries of brokerage research institutes.

This selection did not attract the attention of the brokerage company at first. In 2006, CITIC Securities began to recruit analysts according to the ranking list of new wealth analysts, which made this selection more and more important, forming a hidden rule that the salary level of analysts was linked to the ranking of new wealth.

Winning this award, especially the first place, not only doubles the income, but also makes job-hopping more confident. Some brokers said that there are only three kinds of analysts in the industry, with new wealth first, new wealth on the list and new wealth not on the list.

There have been rumors in the industry that excluding the year-end bonus and other commission income, the basic salary of the first place in new wealth is 5 million yuan per year, the second place is 3 million-4 million yuan, the third place is 6.5438+0.08-2 million yuan, and the top five places are about 6.5438+0.00 million yuan. Ma Jun, the person involved in the video, won the second place in the communication industry in the 15 new wealth list and the fourth place in the 14 new wealth list.

Official website New Fortune also revealed that the Best Analyst of New Fortune in 20 1 1 year was even included in the identification standard of local leading/reserve high-level talents.

On September 20 18, before the selection of new wealth began, China Securities Industry Association issued the Notice on Strengthening the Management of Securities Analysts' Participation in Relevant Selection Activities, which pointed out that "it is strictly forbidden for securities analysts, researchers and salesmen to publish or send canvassing information in various forms, including but not limited to publishing canvassing information from WeChat group, WeChat circle of friends and other media or sending it by mail".

Pointing to the new wealth selection activities with frequent chaos, some media said that this is the first time that the regulatory authorities have issued a formal notice to the analyst selection activities.

Before this, the new wealth selection also made a lot of jokes. According to Caixin. Com, September 1 1, 2065438, several small and medium-sized analysts of China Merchants Securities launched a 72-page research report "Opening Gifts-A Complete Interpretation of Shanghai Young Students Entering Primary Schools and Junior Students Entering Primary Schools", but the whole article did not find any stocks, which was purely a guide to further studies. This move is interpreted by the market as pleasing the mothers of Shanghai's public and private equity industries, and it is a disguised canvassing for the selection of new wealth.

In addition to China Merchants Securities, the computer team of Industrial Securities directed the micro-film My Overbearing Goddess when canvassing for new wealth on 20 17. The lyrics of "Song of Haitong Cycle" created by Haitong Securities Cycle Team are even more straightforward, saying that "new wealth is the first way forward".

From September 2065438 to September 2007, Sun Mingxin, an analyst of changjiang securities Building Materials Team who participated in the selection of new wealth in that year, posted several personal photos in the circle of friends on WeChat, although he later clarified that this was purely a personal life record and there was no direction for canvassing. However, changjiang securities still informed internally that no more canvassing and friends unrelated to work are allowed. Once found, all will be retired.