Stock account opening process

There are two main ways to open a stock account: offline account opening: investors hold ID cards and bank cards to open a stock account at the counter of the business department of a securities company, then open a stock account at the outlets of the securities company according to the requirements of the securities company, and then handle related business at the outlets of the bank according to the requirements of the securities company; Online account opening: after opening the securities website, investors fill in and submit all information according to the system prompts, and then complete the account opening.

I. Opening a stock account

Opening a stock account refers to the process in which an investor opens a securities account and a capital account in a securities company and establishes a business relationship with a bank, such as savings, before buying and selling stocks in the securities exchange market.

With the development of securities trading, stock account opening can be divided into on-site account opening and off-site account opening, in which on-site account opening refers to the process of investors opening accounts at the counter of the business department of securities companies; Off-site account opening includes witness account opening, online account opening and other off-site account opening methods recognized by China Clearing Company. This entry describes the on-site account opening process and off-site account opening process in detail.

Two. Matters needing attention in stock account opening

After the account holder fills in all kinds of information, he signs an account opening agreement with the brokerage firm and conducts risk assessment again. Stock price risk assessment is also a process, and it is also a process. For beginners, risk assessment, as its name implies, is to test beginners' anti-risk psychology. Only through the evaluation, the software will recommend suitable stocks according to the level of investors, and users can buy and sell stocks smoothly. If the evaluation results show that the user's ability to resist risks is poor, it may lead to the inability to buy and sell stocks. Novices can only submit an account opening application after successfully completing the assessment. After submission, the relevant staff will inform the user whether the account opening is successful within one working day. The stock knowledge test passed the corresponding level of stock knowledge test, applied to the securities company for the corresponding level of trading authority, filled in the stock investor suitability comprehensive score table, and submitted it to the securities company for review. At the same time, you passed the stock knowledge test at the corresponding level, applied for the corresponding trading authority at your level, signed the necessary documents for opening an account, such as the application form, risk disclosure, brokerage contract, etc., and completed the unilateral signing of the account. A securities company may not sign before completing the follow-up audit. After the investor signs the relevant documents with the securities company, the securities company will open a derivative product contract account and a derivative product margin account for the investor. If it fails to pass the relevant audit, the securities company may not sign the relevant documents for opening an account, and the documents previously signed unilaterally by investors are invalid.