What are the procedures for opening a stock account?

What are the procedures for opening a stock account? What are the procedures for opening a stock account?

If you want to invest in stocks, you must open a stock account first. Opening a stock account means that investors need to open a securities account and a capital account in a securities company before they can trade stocks. The following is the stock account opening process compiled by Bian Xiao, which is for reference only, and I hope it will help you.

What are the procedures for opening a stock account?

In fact, there is no need for any formalities to open a stock account. We just need to bring our ID cards and bank cards. The ID card must be my ID card at least 18 years old, and the bank card must also be my real name bank card. As long as we get these things ready, we can open an account.

But there is no procedure for opening an account, but there is a handling fee. At present, the procedures mainly include stamp duty, handling fee, transfer fees and brokerage commission. The first three fees are collected by state organs, and no one can change them.

Therefore, when we open an account, we can choose a brokerage with a low commission, but even if we choose a brokerage with a low commission, it must be a brokerage with a large platform.

Let's talk about opening a stock account first. At present, there are three forms of stock account opening.

The first one is to bring your ID card and bank card to the securities company to open an account in person, and there will be guidance when you go to the securities company.

The second is to open an account online and prepare your ID card, mobile phone and bank card. Computer, camera, network, voice equipment.

Online account opening process:

1. Fill in the identity information: ID number, mobile phone number (to obtain the verification code) and verification code. Download the security control before operation; Keep the phone on to get the verification code; Some brokers will let investors choose the opening point in advance, and it is recommended to choose the business point near their permanent residence.

2. Collect image data: the front and back of ID card, my video and voice. Ensure that the camera is clear and the network is smooth; Some brokers require investors to upload photos of the front and back of their ID cards, which can be prepared in advance.

Stock account opening process

(1) Handling securities account cards in Shenzhen and Shanghai.

Investors of Shenzhen securities account card can handle it through the local securities business department or securities registration institution. If it is necessary to provide my valid ID card and photocopy to entrust others to act as agents, I also need to provide my agent's ID card and photocopy.

Legal person: handle with business license (and photocopy), power of attorney of legal person, certificate of legal representative and ID card of agent.

Securities investment funds and insurance companies: you need to go directly to Shenzhen Stock Exchange to open an account card.

Account opening fee: individual 50 yuan/each account; Institution 500 yuan/per account.

Shanghai securities account card

Investors: You can go through the formalities of applying for opening a securities account at the account-opening agencies of Shanghai Securities Centralized Registration and Clearing Corporation in various places, and bring your valid identity documents and photocopies.

Legal person: the original or photocopy of the business license of legal person or the original and photocopy of legal person registration certificate issued by the civil affairs department and other competent departments are required; The power of attorney of the legal representative and the valid identity certificate of the agent and their copies.

Entrust others to do it for them: the identity certificate of the agent and its copy and the power of attorney of the principal must be provided.

Account opening fee: personal paper card 40 yuan personal magnetic card local 40 yuan/each account in different places 70 yuan/each account; Institution 400 yuan/per account.

(2) Opening an account in the securities business department.

After handling the Shenzhen-Shanghai securities account card, investors need to open an account in the securities business department before buying and selling securities, mainly at the business counter of the business department of the securities company or the account opening branch of the designated bank, and then they can buy and sell securities.

Opening procedure of securities business department

(1) To open an account, an individual must provide the original and photocopy of his/her ID card and the original and photocopy of  and Shanghai securities account cards.

If the agent also needs to sign the power of attorney with the client and provide the original and copy of the agent's ID card.

To open an account in a legal person institution: provide the legal person business license and its copy; Certificate of legal representative; Original and photocopy of the securities account card; The original and photocopy of the legal person's power of attorney and the licensee's ID card; Unit reserved seal. To open a B-share account, you must also provide overseas business registration certificate and director's certification documents.

(2) Fill in the account opening information and sign a securities trading entrustment contract (or a securities trading entrustment agreement) with the securities business department, and sign a designated trading agreement of the Shanghai Stock Exchange.

3) The securities business department opens a capital account for investors.

(4) Investors who need to open the bank-securities transfer business function of the securities business department should pay attention to the instructions on the use of such business functions by the securities business department.

Choose a trading method

When opening an account, investors need to choose their own future trading methods and ways of accessing funds, and sign corresponding account opening procedures and agreements with the securities business department. For example: telephone entrustment, online trading, mobile phone stock trading, bank-securities transfer, etc.

(3) Opening a bank securities account.

You need to go through the relevant formalities in the bank to open the "Bank-Securities Connect".

The steps to open an account are as follows:

1. Opening an account at a bank outlet: Open an account at a bank outlet with my valid ID card, bank passbook with the same name (if it cannot be opened on the spot) and Shenzhen-Shanghai shareholder code card.

2. Fill in the form: Fill in the Entrusted Securities Trading Agreement and the Entrusted Silver Securities Agreement.

3. Password setting: After the form is verified, enter the transaction password on site to obtain a copy of the customer's agreement. You can query and entrust transactions.

(IV) General procedures for B-share account opening Step 1: Bring my valid ID card to the original foreign exchange deposit bank, and transfer the cash deposit and foreign currency cash deposit to the B-share deposit account of the same city or peer securities company. Domestic commercial banks should issue receipts to domestic residents and statements to securities institutions; Step 2: The minimum amount for opening a B-share capital account with my valid ID card and my receipt voucher in a securities institution is equivalent to $65,438+0,000; Step 3: Apply for opening a B-share stock account with the newly-opened B-share capital account in the securities business institution.

Shenzhen b-share account opening

China Securities Depository and Clearing Corporation Shenzhen Branch, as the legal registration institution of Shenzhen B shares, is responsible for opening accounts for investors of B shares. At the same time, some securities business departments, some banks or other agent account opening points are authorized to open B-share accounts. At present, online real-time B-share account opening allows domestic and foreign individuals, overseas agents and overseas general legal persons to open accounts. Some securities business departments, as Shenzhen B-share account opening agents, can also handle B-share account opening business. Investors can handle B-share securities accounts in the securities business department of Shenzhen Stock Exchange and the account opening agency entrusted by Shenzhen Stock Exchange. Open an account:

1. Domestic individual investors are required to submit:

(1) receipt of foreign exchange funds with an amount exceeding 7,800 Hong Kong dollars (equivalent to 1 1,000 US dollars) and its copy;

(2) Identity cards of domestic residents and their photocopies.

Note: Domestic individual investors must open B-share accounts in person, and no one else may do it on their behalf. Domestic legal persons may not open accounts for B shares. Overseas individual investors can entrust others to act as agents, and each investor can only open one account.

2. Overseas individual investors are required to submit:

Identity cards or passports of overseas residents and other valid identity documents and their photocopies.

3. Foreign institutional investors need to provide: business registration certificate, power of attorney, director's identity certificate and its copy, agent's identity certificate and its copy.

Account opening fee: HK$120 per household; 580 Hong Kong dollars per household for institutional investors.

B-share account opening in Shanghai stock market

Apply for opening a B-share account with a member of Shanghai Stock Exchange who is qualified to operate B-shares in China. When opening an account, you must submit:

My valid identity certificate, bank deposit certificate of more than USD 65,438+0,000, application form for opening an account for domestic residents of Shanghai B shares, and other materials deemed necessary by Shanghai Stock Exchange and registered company.

Account opening fee: domestic residents need to pay a handling fee to open a B-share account. The handling fee is charged according to the standard of $0/9 per household.

B-share account opening in securities business department

An investor opens a B-share margin account in the securities business department under a securities company:

Investors are required to provide one original and one copy of the following documents, and sign the reserved seals or passwords of all relevant account opening documents:

(1)b-share shareholder account confirmation (namely B-share code card);

(2) The valid identity certificate of the individual or the valid business license of the institution, the power of attorney signed by the legal representative of the institution and the identity certificate of the entrusted agent;

(3) the notarial certificate that the head of the household who opened the account on behalf of the agent granted the agent various rights.

(4) Shanghai Stock Exchange handles designated transactions.

What are the procedures for buying stocks and opening an account?

1 open a stock account, which is the first step to buy stocks. Investors need to choose a suitable brokerage account according to their own needs.

2 bind the bank card as a fund account. At present, the funds and stocks for stock trading are supervised by banks and brokers respectively. After opening a stock account, you need to bind the fund account and deposit a certain amount of funds.

3. Choose the right stocks to invest according to your professional knowledge, and decide the purchase quantity. As a novice, it is best to choose large-cap stocks and blue-chip stocks in the early stage, because these ups and downs are not large and they have strong anti-risk ability.

After buying stocks, investors should find a suitable time to sell stocks, and the number sold can only be less than or equal to the number bought. When you start trading stocks, you may not be able to make money. Investors need to constantly sum up their experience and improve their trading system.