The Credit Management Department carries out internal control and compliance themed activities of “clear systems, keep bottom lines, and enforce enforcement”

In order to effectively improve the internal control and compliance performance capabilities of the credit line and support the high-quality development of the sub-branch's credit business, the Credit Management Department has recently actively implemented the Yangpu Sub-branch's 2020 internal control and compliance "clear systems, abide by the bottom line and strong execution" During the theme activities, all cadres and employees of the department carefully studied the warning education, used the cases as lessons, and strengthened reflection on negative cases. Through employee self-study and study discussions, we integrate the compliance system with credit culture, strictly implement our bank’s credit rules and regulations, enhance the risk prevention awareness and compliance execution capabilities of middle and back-office personnel, and effectively implement the key points of performing duties in each link. , strictly control "risk control".

In order to consolidate the case prevention awareness of credit line personnel, give full play to the role of warning and deterrence, further consolidate the foundation of case prevention management in the credit field, and effectively curb the occurrence of various violations of laws and regulations, the Credit Management Department organizes credit practitioners within its jurisdiction The staff conducted studies such as "Case Analysis Collection" and "Introduction to Criminal Law (Credit Business Field)". The branch's 4 credit-related professional departments and 27 business outlets planned to organize 245 people to study the "Case Study Analysis Collection" and write 18 articles on learning experiences.

On June 17, all members of the Credit Management Department participated in the credit line integrity warning education meeting and credit risk case theme presentation. At the meeting, they listened carefully to the special lectures given by the president in charge of credit on "Analysis Collection of Jurisprudence", "Introduction to Criminal Law (Credit Business Field)" and practical risk cases in recent years.

This theme activity has sounded the alarm for all credit practitioners in the bank based on actual cases. As the external environment becomes increasingly complex and market competition becomes increasingly fierce, it is necessary to establish a correct "development outlook, performance outlook, and risk outlook" when conducting credit business, and the bottom line thinking of "complying with laws and regulations" must not be relaxed for a moment. Credit practitioners must subjectively respect the law, abide by the system, and resolutely put an end to illegal activities. The prevention of credit risk cases is a consistent goal of the entire bank. The Credit Management Department will closely cooperate with relevant professional departments and grassroots outlets to effectively prevent risk cases in the credit field and ensure the high-quality development of credit business.