Announcement on Adjusting the Qualification Examination for Securities Industry Practitioners in December 2021

1. Affected by the epidemic, follow the principle of "local epidemic prevention management" and implement the epidemic prevention and control requirements during the examination period in relevant cities:

(1) Cancellation of the exam originally scheduled for December 11, 2021 The securities industry practitioner qualification examination will be held in Beijing, Urumqi, and Dalian on the 12th. Candidates in the above examination areas can log in to the exam registration system before 12:00 on December 3 to apply for a refund. If the refund is not processed by the deadline, the exam will end. It will be refunded directly to the original payment account within 10 working days. In accordance with the spirit of the "Notice on Arrangements to Support the Recruitment of Securities Practitioners During the Epidemic Prevention and Control Period" and supplementary notices, the registration time limit for personnel engaged in "general securities business" in the above-mentioned examination areas has been postponed to 30 days after the end of the next two examinations. .

(2) Apply to Tianjin, Shijiazhuang, Harbin, Shenyang, Changchun, Nanjing, Suzhou, Hangzhou, Wenzhou, Fuzhou, Quanzhou, Xi'an, Changsha, Xiamen, Nanning, Nanchang, Zhengzhou, Taiyuan, Wuhan, Guangzhou Candidates from , Chengdu, Guiyang, Yinchuan, Ningbo, Shenzhen, Ganzhou, and Zhuhai examination areas will not be able to take the exam if the city in the communication big data itinerary card has an *. If you are unable to provide relevant epidemic prevention certificates or do not meet the epidemic prevention requirements, you can log in to the exam registration system before 12:00 on December 3 to apply for a refund. Overdue refunds will no longer be accepted.

(3) All candidates applying for the examination in Shijiazhuang, Harbin, and Tianjin will not be able to take the examination if they have travel records from other provinces (autonomous regions, municipalities directly under the Central Government) within 14 days before the examination. If you are unable to provide relevant epidemic prevention certificates or do not meet the epidemic prevention requirements, you can log in to the exam registration system before 12:00 on December 3 to apply for a refund. Overdue refunds will no longer be accepted.

(4) All candidates must provide a negative nucleic acid test report within 48 hours on the day of the exam, otherwise they will not be able to take the exam (if the exam day is December 11, it is recommended to take the nucleic acid test on December 9 or 10; take the exam If the date is December 12, it is recommended to do nucleic acid testing on December 10 or 11).

2. Candidates are requested to pay close attention to the epidemic prevention and control requirements of each city. If the city where the test site is located has other special epidemic requirements, the association will promptly notify you through SMS reminders. Please keep your mobile phone open. If there are any adjustments, we will inform you. The latest notice issued by the association shall prevail.

3. The association is formulating the 2022 examination plan and will release it in time after completion.

We apologize for the inconvenience caused by the above adjustments. If you have any questions, you can consult through the exam online customer service system.

This is an announcement.

Securities Association of China

November 25, 2021