What elements should the case investigation report of the task force of banking financial institutions have?

According to Article 8 of the Interim Measures for the Administration of Case Accountability of Banking Financial Institutions, the case accountability of banking financial institutions should follow the principles of compliance with laws and regulations, seeking truth from facts, equal rights and responsibilities, clear responsibilities and step-by-step investigation.

The scope of the person responsible for the case shall be determined according to the responsibilities, management authority and performance of duties of relevant posts and business lines.

The case accountability of banking financial institutions shall be subject to the supervision and guidance of banking supervision and regulation institutions.

The case accountability of banking financial institutions mainly includes but is not limited to the following ways:

(1) Disciplinary actions: including warning, demerit recording, gross demerit recording, demotion, dismissal, probation, dismissal, etc.

(2) Economic benefits: including deduction of performance pay, reduction of salary grade, claim for compensation for economic losses, etc.

Extended data:

Problems needing attention:

Accurately grasp the positioning of the investigation report. The facts of violation of discipline identified in the investigation report shall not exceed the contents of the facts of violation of discipline in contact with the investigated person. The investigation report is a review and handling document limited to the internal operation of the discipline inspection organ, which only represents the opinions of the investigation team and the case inspection department that undertakes the case, and does not represent the opinions of the discipline inspection organ.

It shall not be sent directly to other organs or departments other than the discipline inspection organs, nor shall it be provided as meeting materials to the Standing Committee of the Discipline Inspection Commission at the corresponding level for deliberation, so as not to mislead collective decision-making. If the case trial report submitted by the case trial department to the Standing Committee of the Commission for Discipline Inspection at the corresponding level has objections to some or all of the contents of the investigation report and is approved by the Standing Committee of the Commission for Discipline Inspection at the corresponding level, the original case investigation report will be filed for future reference and will not be revised.

Do a good job of briefing in time. The party organization of the unit where the respondent works often has a clear and comprehensive understanding of the fact, historical situation and realistic performance of the respondent, so as to further improve the investigation report.

According to the provisions of Article 34 of the Regulations on Case Inspection of the Party's Discipline Inspection Organs in China, the investigation team may notify the party organization of the unit where the respondent works and solicit opinions.

Baidu Encyclopedia-Case Investigation Report