20 19 1 1 October Securities Examination Raiders, these rules should be understood!

In order to help candidates better prepare for the exam, I have carefully prepared "20 19 1 1 Monthly Securities Examination Raiders" for everyone. Understand these rules! , continue to pay attention to this site will continue to get more exam information!

20 19 1 1 October Securities Examination Raiders, these rules should be understood! Candidates with securities qualifications are about to enter the examination room. Candidates who take the exam for the first time should understand these rules!

First, the examination room discipline

(1) The examination will be held at the appointed time and examination room. Candidates should enter the designated examination room within 30 minutes before the exam and take photos and sign in on the spot.

(two) within 20 minutes after the start of the exam, candidates are not allowed to enter the examination room to take the exam; Candidates who fail to log in to the examination machine within 20 minutes of the opening of the examination are regarded as absent from the examination, and the examination system will no longer accept the admission ticket number to log in.

(3) After entering the examination room, candidates should obey the management and arrangement of the examination room staff until they leave the examination room.

(4) Candidates must bring the admission ticket and valid identity documents when entering the examination room (the documents must be the same as those filled in at the time of registration, and other documents are invalid).

(5) Candidates should sign in the examination sign-in form and sign at the "Electronic Equipment Closed" to ensure that electronic communication equipment such as mobile phones (including mobile phone alarm clocks) are closed before leaving the examination room. ). During the examination, if it is found that the candidate's mobile phone has not been turned off or turned in, the invigilator will record the situation on the examination room discipline list.

(6) After taking photos, candidates should take their seats in the designated seats and consciously put their certificates in the upper left corner of the seats for invigilators to check.

(7) Candidates enter the admission ticket number and certificate number in the login interface to log in for the exam, check whether the personal information displayed on the screen of the exam machine is correct, and wait for the exam to start.

(8) During the exam, only calculus pens, erasers, admission tickets, ID cards and draft papers are placed on the examinee's desktop, and other items unrelated to the exam are stored in the designated location as required by the invigilator. During the examination, candidates are not allowed to take personal belongings without the permission of the invigilator.

(9) During the examination, candidates should consciously abide by the order of the examination room and keep the examination room quiet. If there are abnormal situations such as unable to log in to the examination server, incorrect information, operation failure, etc. Candidates please raise your hand and ask the invigilator to help you answer. They are not allowed to handle it themselves.

(10) Before the end of the exam, candidates are not allowed to leave their seats and examination rooms without authorization (except those who hand in their papers in advance). If you leave the examination room temporarily for special reasons, you must be accompanied by invigilators, and you must re-collect photos of candidates when you return to the examination room.

(1 1) Candidates can hand in their papers and leave the venue 40 minutes after the exam begins. Candidates should leave the examination room immediately after handing in their papers. They are not allowed to stay, talk or make noise in or near the examination room. When leaving the examination room, you must not leave the paper tape such as draft paper.

(12) During the examination, candidates should consciously abide by the discipline in the examination room. If the invigilator finds that there is a violation of the discipline of the examination room, he shall actively cooperate with the invigilator's inspection and sign the discipline sheet of the examination room to confirm the relevant facts.

Second, disciplinary action.

(a) under any of the following circumstances, the examination results of this subject will be treated as zero, and you may not sign up for the qualification examination within one year. China Securities Association records relevant information into the credit information management system for securities practitioners;

1, bringing items unrelated to the exam into the examination room and not putting them in the designated location as required;

2. Looking through electronic devices with communication and storage functions such as mobile phones;

3. Noisy, smoking or other behaviors that affect others' exams in the examination room or other prohibited areas;

4. Peeping, whispering or gesturing to each other during the exam;

5. Leaving the examination room without the consent of the examination room staff;

6, draft paper and other papers away from the examination room;

7. Plagiarism or helping others to plagiarize materials related to the examination content;

8. Other general violations.

(two) candidates in any of the following circumstances, their test scores will be treated as zero, and they shall not sign up for the qualification examination within two years. China Securities Industry Association records relevant information into the integrity information management system of securities practitioners; Securities practitioners in any of the following circumstances, the China Securities Industry Association can also cancel the practicing certificate of the practitioners, and within three years will not accept its application for practicing registration:

1, abetting, organizing or participating in gang cheating;

2, by others instead of taking the exam or impersonating others to take the exam;

3. Use video equipment to obtain examination content;

4, using mobile phones and other wireless communication equipment or other technical means to receive or send information related to the exam;

5. Use or provide forged or altered identity documents;

6. Seriously disrupting the order of the examination room, resulting in the failure to conduct the examination normally;

7, during the examination time, in the examination room or near the forbidden area, do not listen to advice, and threaten, insult, slander the examination room staff;

8. Beating or retaliating against the examination room staff, causing personal injury or property loss to the examination room staff;

9. Other serious violations of discipline and discipline.

Third, disciplinary complaints.

(a) disciplinary candidates (non-employees) who are not satisfied with the disciplinary treatment involving themselves may apply to China Securities Association for reconsideration within 15 days from the date of publication of the examination results. Candidates who violate discipline (employees) are not satisfied with the decision of self-discipline punishment involving themselves, and may apply for reconsideration to China Securities Industry Association within seven working days from the date of receiving the decision.

(2) Candidates who apply for reconsideration shall submit a complaint, which can be sent by mail ([email? Protected]). Candidates should seek truth from facts when complaining, and the evidence of complaints should be true, accurate and sufficient. They should not fabricate facts or frame others.

(3) The complaint shall include the following contents:

1, the complainant's name, unit, contact information and other basic information;

2, complaints, reasons and requirements (with the signature of the complainant, complaint time);

3. A scanned copy of the front and back of the complainant's ID card.

(4) China Securities Industry Association shall inform the candidates of the verification results within ten working days after receiving their complaints.

20 19 1 1 Introduction to the securities industry before the exam: it is not easy to sharpen your gun when you get cold feet.

60 points in the securities examination are passed, and 60 points or more are not graded. Some candidates will habitually focus on the teaching materials when preparing for the exam. Often, the first two chapters are very familiar, and the later chapters are too late to read, which takes a long time and is inefficient.

If you want to improve quickly within a week before the exam, you must first learn to put down your textbooks. The total score of the exam is only 100, and the content of the exam is always limited. According to the examination questions in the securities industry for many years, many knowledge points are "compulsory", and some knowledge points appear very rarely. The examination outline only requires candidates to understand. Combining the latest examination outline requirements and high-frequency test sites, we should focus on those "important" contents.

Second, improve the efficiency of brushing questions.

Sprint review pursues efficiency. In addition to being familiar with high-frequency test sites, you should also learn to brush questions.

The securities exam is randomly selected from the question bank, and almost every securities exam I have participated in will encounter the original questions I have done. So I suggest that you must do two sets of real questions before entering the examination room. Secondly, do all the wrong questions you have done before. There are only objective questions in the securities industry exam, so important knowledge points will be asked in another way. When reading the wrong answers, don't just look at the contents of the options, but pay attention to the analysis of the answers and the mastery of knowledge points to prevent the inversion of the questions in the exam.

20 19 1 1 what are the common problems in computer examination of securities industry? 1. Can I take a calculator and toilet paper to take the computer exam for securities practitioners?

Although the examination questions for securities practitioners are multiple-choice questions, there are still many questions to be calculated. For example, the stock valuation methods involved in "Basic Knowledge of Financial Markets" all appear in the form of calculation questions. The computer-based examination system has the function of calculator, and candidates can use it directly without bringing a calculator. Toilet paper is uniformly distributed by the invigilator before the exam, and is required to be presented in the examination room. It is not allowed to bring your own toilet paper.

Second, will the form of computer examination for securities practitioners affect the progress and speed of answering questions?

Computer examination is a very convenient form of examination, which will not affect the speed and progress of answering questions. Examination time for securities practitioners 120 minutes, *** 100 questions. Candidates only need to click the option with the mouse. What really affects the progress and speed of the exam is the degree of preparation. If you prepare well for the exam, you will naturally answer quickly.

3. Can I sit in the examination room at will?

You can't. Computer examination system is an interface, candidates need to sit in the corresponding position according to their admission ticket number, and everyone is seated accordingly.

4. Is the copy-and-paste function allowed in the computer examination for securities practitioners?

Of course. However, the test questions are multiple-choice questions and will not involve short answers and other answers that need words. Even if you can use the copy-and-paste function, it won't be of much use. Candidates don't have to worry, there are not many complicated operations in the form of computer examination in the securities industry.

5. Can securities practitioners quit the system by themselves during the computer examination?

You can't. After submitting the examination paper, there will be a prompt slogan on the examination interface, and candidates cannot quit the examination system by themselves. Candidates must strictly abide by the rules and disciplines of the examination room and must not violate them.

6. Can securities practitioners hand in their computer exams in advance?

Yes, but you can't hand in your papers until 40 minutes after the exam begins.