Provisions on Several Issues Concerning Strict Crackdown on Securities Violations

Legal analysis: "Several Opinions on Strictly Cracking Down on Illegal Securities Activities in accordance with the Law" was reviewed and adopted at the 16th meeting of the Central Committee for Comprehensive Deepening Reforms held on the afternoon of November 2, 2020.

Legal basis: "Several Opinions on Strictly Cracking Down on Illegal Securities Activities in accordance with the Law"

II. Improving the legal liability system for crimes in the capital market

III. Establish and improve the law enforcement and judicial system and mechanism to strictly crack down on illegal securities activities in accordance with the law

Four. Strengthen the punishment of major securities violations and criminal cases and law enforcement in key areas

V. Further strengthen cross-border regulatory law enforcement and justice Collaboration

6. Efforts to improve securities law enforcement and judicial capabilities and professionalism

7. Strengthen the construction of the capital market credit system

8. Strengthen organizational guarantees and supervision issues Responsibility