Full text of the 2018 New Asset Management Regulations

New regulations on asset management were released in 2018. The full text contains 32 articles. The "Opinions" mainly apply to the asset management business of financial institutions, that is, financial institutions such as banks, trusts, securities, funds, futures, insurance asset management institutions, and financial asset investment companies accept the entrustment of investors to invest and invest in the entrusted investor's property. Managed financial services.

The "Opinions" clarify that standardized debt assets should have the following characteristics: equal differentiation, tradability, adequate information disclosure, centralized registration, independent custody, fair pricing, complete liquidity mechanism, and establishment with the approval of the State Council Transactions on the trading market, etc.

Regulating the asset management business of financial institutions mainly follows the following principles:

1. Adhere to the bottom-line thinking of strictly controlling risks. 2. Adhere to the fundamental goal of serving the real economy. 3. Adhere to the regulatory concept of combining macro-prudential management with micro-prudential supervision, and combining institutional supervision with functional supervision. 4. Adhere to a targeted problem orientation. 5. Adhere to active, steady and prudent advancement.

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