Self-discipline management and supervision of securities and futures institutions and their staff include

Self-regulatory supervision institutions for securities and futures institutions and their employees' honesty include China Securities Regulatory Commission, China Securities Industry Association, China Futures Industry Association, China Asset Management Association and other self-regulatory organizations.

Among them, the China Securities Regulatory Commission should strengthen the supervision and management of securities and futures operating institutions and their staff members' honest practice. Self-regulatory organizations such as China Securities Association, China Futures Association and China Asset Management Association conduct clean and self-disciplined management of securities and futures operating institutions and their staff in accordance with their articles of association and relevant self-regulatory rules.

Shall not violate public order and good customs and harm public interests. Shall not engage in over-the-counter fund-raising, margin financing and securities lending and other financial derivatives transactions in violation of state regulations. Do not use undisclosed important information to seek benefits. Do not buy or sell securities prohibited by law. Do not accept the full authorization of customers to buy and sell securities. Shall not engage in other acts that violate honesty and self-discipline.

The above provisions are aimed at ensuring the fairness, justice and transparency of the securities market, safeguarding the legitimate rights and interests of investors and promoting the healthy development of the securities market. At the same time, it is also to standardize the professional behavior of securities practitioners, establish a good atmosphere in the industry and improve the credibility of the industry.

Securities institutions should bear the main responsibility of building a clean government culture and preventing and controlling clean government risks, establish and improve the leadership mechanism and basic institutional arrangements for clean government management at the company level, establish an internal control system covering all businesses and all links, and incorporate it into the whole internal control system.

The importance of honesty of securities practitioners;

1. Protecting the interests of investors: Honest practice helps to prevent securities practitioners from using inside information and customer information for personal gain and protect the legitimate rights and interests of investors.

2. Maintaining market order: Honest practice helps to prevent unfair competition among securities practitioners and maintain market order and the principle of fair trade.

3. Improve the reputation of the industry: practicing in good faith helps to establish a good image of the securities industry and improve its reputation and credibility.

4. Promote the healthy development of the securities market: Good faith practice helps to improve the transparency and fairness of the securities market and promote the healthy development of the securities market.