What does the risk warning issued by 1068 mean?

The risk warning issued by 1068 refers to the risk warning in the Guiding Opinions on Further Regulating the Asset Management Business of Securities Companies (hereinafter referred to as "Document 1068") issued by China Securities Regulatory Commission on 20 16. The specific meaning is as follows:

Affirmative answer: The risk warning issued by 1068 is a notice to remind and remind securities companies of the risks in asset management business.

Description:

1. 1068 was issued to further standardize the asset management business of securities companies, aiming at strengthening risk management and investor protection.

2. Risk warning is formulated according to market conditions and business characteristics, aiming at conveying relevant risk information to practitioners and investors in time to help them make wise investment decisions.

3. Risk warning may involve various risks, such as market risk, credit risk and liquidity risk. And product or strategy-specific risks.

4. Through risk warning, the regulatory authorities advocate securities companies to establish and improve risk management systems, strengthen internal control and information disclosure, and improve the risk awareness and professional ability of employees.

Summary:

The risk warning issued by 1068 is a guiding opinion issued by the China Securities Regulatory Commission, aiming at standardizing the asset management business of securities companies and prompting related risks. Help investors and practitioners understand all kinds of risks, and urge securities companies to strengthen internal management and risk control. This will help protect the interests of investors and maintain the stability and healthy development of the market.

Extended data:

Guiding Opinions on Further Regulating Asset Management Business of Securities Companies (1068) is an important document issued by China Securities Regulatory Commission to strengthen the supervision of asset management business of securities companies. In this paper, the compliance, risk management and information disclosure of asset management business of securities companies are stipulated in detail, aiming at maintaining market order and preventing risk transmission and financial risk accumulation. The release of document 1068 is of great significance for improving the risk management level of asset management business of securities companies and promoting the healthy development of capital markets.