What is investor suitability management?

Investor suitability management, simply put, is to provide the right products or services to the right people through appropriate methods and procedures, mainly including the following three aspects:

The first is to evaluate investors. Operating institutions need to fully understand investors, make clear their risk tolerance and classify investors.

The second is to evaluate the risks of investment products, so that operating institutions can understand the products and services they provide, especially the potential risks of products and services, and establish a sound product or service grading system.

Third, the operating agencies provide the right products and services for the right investors on the basis of fully understanding the investors and the products and services they provide.