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What are the violations in the securities market?
What are the main violations of laws and regulations in my country's securities market:\x0d\Securities market violations refer to securities market participants and managers who violate laws, regulations, and rules when engaging in securities. Behaviors that disrupt the order of the securities market and attack the legitimate rights and interests of investors during issuance, trading, management or other related activities. Mainly include the following behaviors. \x0d\(1) Securities fraud. Refers to insider trading, market manipulation, customer fraud, misrepresentation and other behaviors that occur in issuance, trading, management or other related activities. \x0d\①Insider trading. Refers to the behavior of insiders and other persons who obtain inside information by improper means, in violation of laws and regulations, leaking inside information, buying and selling securities based on inside information, or proposing to others to buy or sell securities. \x0d\② Manipulate the market. Refers to taking advantage of funds, information, etc. or abusing power for the purpose of obtaining profits or reducing losses, to influence securities market prices, create false impressions in the securities market, induce investors to make securities investment decisions without understanding the truth, and disrupt the securities market. Orderly behavior. \x0d\③Defrauding customers. Refers to securities operating institutions, securities registration and clearing institutions and securities issuers or issuance agents that deceive investors into buying and selling securities during securities issuance, trading and related activities and other behaviors that go against the true wishes of customers and harm the interests of customers. \x0d\④False statements. It refers to the fact that the perpetrator makes untrue, seriously misleading or major omissions statements or inducements about the facts, nature, prospects, laws and other matters of securities issuance, trading and related activities, causing investors to act without understanding the truth. The act of making securities investment decisions. \x0d\(2) Other violations. There are many other manifestations of securities market irregularities. As the market continues to develop, violations will appear in new forms and show new characteristics. At present, other common violations in my country's securities market mainly include the following:\x0d\①Issuance of securities without authorization. Refers to the unauthorized issuance of stocks or company or enterprise bonds without the approval of the relevant national competent authorities. "Unapproved" includes not submitting an application to the competent authority at all; it also includes an application that is not in compliance with the conditions or is not approved for other reasons; it also includes an application that is found not to meet the conditions after approval and is revoked: and individuals The act of issuing stocks or company or enterprise bonds in accordance with the approved method, scope, quota, etc. \x0d\② Providing financing and overdraft transactions for illegal stock trading, and providing financing for illegal stock trading refers to the behavior of financial institutions such as securities operators that violate relevant national regulations and provide financing for stock trading. Overdraft trading, also known as credit trading, refers to the behavior of securities operating institutions that allow investors to purchase securities or extend the delivery time through overdraft, and then charge high interest rates in a manner that encourages or acquiesces. \x0d\③A listed company illegally trades its own stocks. It refers to the behavior of a listed company that violates the relevant provisions of the Company Law and repurchases, buys and sells the company's stocks without approval from relevant departments. \x0d\④Listed companies change the use of raised funds without authorization. It refers to the fact that a listed company raises funds according to the prospectus without going through legal procedures. The act of changing the purpose of raised funds and using them for other purposes. \x0d\⑤Bank funds entered the market in violation of regulations. It refers to the behavior of banks that violate relevant national regulations and provide financing for other people's stock subscriptions and transactions in order to pursue high profits.
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