Selected 4 model articles of bank self-inspection report

Self-inspection report is a report style of self-inspection aimed at the problems existing in the implementation of a certain work in a certain period of time. How to write the self-inspection report? I selected some excellent model essays in the self-inspection report. Let's have a look.

Bank self-inspection report

First, improve the organization and strengthen leadership.

In order to ensure the smooth progress of this self-inspection, our bureau set up a self-inspection and self-correction inventory team headed by the discipline inspection secretary, and actively carried out self-inspection and self-correction work.

Second, strict inventory, not going through the motions.

The establishment of an inventory team, the bureau leaders asked to seriously study the spirit of the document, and conduct self-examination against the content of self-examination. Do not go through the motions and leave no dead ends, and find and solve existing problems in time.

Three, serious self-examination, timely self correction.

In accordance with the requirements of the Notice of Mianzhu Municipal Bureau of Finance on the Safety Inspection of Financial Funds in the whole city, our bureau conducted a self-examination on the internal control system, financial management system and financial fund management of this unit.

1. Establish and improve the internal control system of administrative institutions. In strict accordance with the principle of two lines of revenue and expenditure, our bureau will pay all business income to the state treasury in full, and do a good job in accounting treatment of each income according to time, unit, bill number and amount, and reconcile with the state treasury department on time at the end of each month; Every business expense should be strictly in accordance with the examination and approval procedures of department heads for financial review and leadership approval, and a financial reimbursement system should be implemented.

2. Designate a person to be responsible for financial bills, establish a ledger for bill collection and write-off, and clean up and write off the financial bills according to the management requirements at the end of the year.

3. The management principles of our financial seal are: storage, supervision, approval and use. The special financial seal shall be kept by the accountant and the company seal by the cashier. The financial seal shall be properly kept and checked frequently. Non-custodial personnel shall not use it, and shall not go out with a seal without the consent of the person in charge of the unit. It is forbidden to affix financial seals on non-financial matters, and it is forbidden to lend financial seals.

4. The functions and responsibilities of the finance department are clear, and there are two positions: accountant and cashier.

Accounting and cashier have a clear division of labor, and they coordinate and restrict each other. At the end of the month, the cashier's cash and bank journal are checked with the accounting accounts, and the accounting accounts must be checked with the bank and finance, and the account can be closed only after it is confirmed. The accountant checks the cashier's cash on hand regularly and irregularly.

5. The financial accounting of our bureau is basically based on the accounting system of administrative institutions, but it is not perfect. The next step should be to further improve the accounting as required.

6. Do not open bank accounts in violation of regulations, manage and use existing accounts as required, and seriously implement the reconciliation system at the end of each month.

7 in accordance with the relevant provisions of the management and use of financial funds, financial funds disbursement process scientific and standardized, timely audit of financial funds. Financial funds not included in the centralized payment of the state treasury.

This self-examination and self-correction is a practical action to promote the self-improvement of our financial work, so that we can find problems in time and rectify them in time, thus making our financial work more perfect and effective.

Bank self-inspection report

Banking Regulatory Bureau:

In order to conscientiously implement the spirit of the Notice on Carrying out the Self-inspection of Network Security of Banking Financial Institutions forwarded by the State Banking Regulatory Bureau, the Bank specially held a meeting on the theme of network security, and drafted a network security responsibility system and related rules and regulations, which were uniformly managed by the scientific and technological departments of the Bank, and each department was responsible for its own network security work. Strictly implement the network security regulations and take various measures to prevent the occurrence of security accidents. Generally speaking, banks have done a solid job in network security and achieved good results. In recent years, no leaks have been found.

First, the management of computer confidential information

Since the beginning of this year, the bank has strengthened organizational leadership, publicity and education, implemented work responsibilities, strengthened daily supervision and inspection, and managed classified computers. Used to manage computer magnetic media (floppy disk, U disk, mobile hard disk, etc.). ), take special personnel to keep confidential files alone, and it is forbidden to bring magnetic media containing confidential contents to computers on the Internet to process, store and transfer files, thus forming a good security and confidentiality environment. Confidential computers have been physically isolated from the Internet and other public information networks, and security measures have been implemented in accordance with relevant regulations. So far, there has not been a computer leakage accident.

Second, the computer and network security situation

The first is network security. The bank is equipped with anti-virus software and network isolation card, and has taken security protection measures such as strong password, database storage and backup, mobile storage device management and data encryption. , clear the responsibility of network security, strengthen the network security work.

Second, in daily management, do a good job in the five-layer management of intranet, extranet and application software, ensure that confidential computers are not connected to the Internet, and that computers connected to the Internet are not classified, and manage, maintain and destroy CDs, hard disks, USB flash drives and mobile hard disks in strict accordance with the requirements. Focus on three major safety inspections: first, hardware safety, including lightning protection, fire prevention, theft prevention and power connection; The second is network security, including network structure, security log management, password management, IP management, online behavior management and so on. Third, application security, including mail system, resource management, software management, etc.

Three, the use of hardware equipment is reasonable, the software setting is standardized, and the equipment is in good running condition.

Anti-virus software has been installed in all terminals of the Bank, and the application of system-related equipment has been standardized. The use of hardware equipment conforms to the relevant national product quality and safety regulations, the hardware operation environment of the unit meets the requirements, and the basic equipment such as printer accessories and ribbon racks are original products. Lightning protection grounding wire is normal, defective lightning protection socket has been replaced, lightning protection equipment is basically stable, and there is no lightning accident; UPS basically works normally. The website system is safe and effective, and there are no security risks.

Fourth, communication equipment is operating normally.

Our network system is reasonable in structure and configuration, and complies with relevant safety regulations; All kinds of hardware equipment, software and network interfaces used in the network were put into use only after passing the safety inspection and appraisal, and they have basically operated normally since installation.

Five, strict management, standardize equipment maintenance

Our bank implements the management system of who uses, who manages and who is responsible for computers and their equipment. In terms of management, we first adhere to the system of managers. The second is to strengthen information security education and improve employees' computer skills. At the same time, the publicity of network security knowledge was carried out in the industry, which made all employees realize that computer security protection is an organic part of the work of three defenses and one guarantee. Moreover, under the new situation, computer crime will become an important part of security work. In terms of equipment maintenance, a network equipment fault register and a computer maintenance table are specially set up to register equipment faults and maintenance and deal with them in time. For foreign maintenance personnel, it is required to be accompanied by relevant personnel, and their identity and handling situation should be registered to standardize the maintenance and management of equipment.

Six, safety education

In order to ensure the safe and effective operation of the Bank's network and reduce virus intrusion, I conducted training on network security and system security. During this period, we conducted a detailed consultation on computer-related problems encountered in practical work and got a satisfactory answer.

Problems existing in self-examination and rectification opinions

We found some weak links in the management process, and will improve in the following aspects in the future.

(a) for irregular lines, exposed, immediately rectification lines within a time limit, and do a good job of rat prevention and fire safety.

(two) to strengthen equipment maintenance, timely replacement and maintenance of faulty equipment.

(3) During the self-examination, it was found that individual personnel were not aware of computer security. In the future work, we will continue to strengthen computer security awareness education and prevention skills training, so that employees can fully realize the seriousness of computer cases. Combine civil air defense with technical defense, and do a good job in network security of the unit.

Bank self-inspection report

Provincial electronic banking department:

In recent years, the e-banking business of our county branch has been favored by customers for its advantages of low cost, convenience and all-weather service. Online electronic banking settlement and merchant signing transfer terminals have developed rapidly in enterprises, institutions and individual customer groups. ATM is widely welcomed by customers because it can provide 24-hour convenient and efficient financial services without the limitation of time and space. However, due to the complexity of society, the level of corporate financial personnel and personal settlement personnel is low, and there are more and more online e-banking settlement risk cases. Strengthening risk awareness and avoiding online e-banking settlement has become an urgent task for our county branch to develop online e-banking. In order to standardize the operation of e-banking business, guard against risks and ensure the healthy, rapid and standardized development of e-banking business in our county branch, according to the notice issued by the provincial bank, our county branch conducted a comprehensive self-examination of e-banking transactions, merchant signing transfer terminals and ATM machines. The self-inspection is now reported as follows.

First of all, avoiding the risk of online e-banking settlement begins with the implementation of standardized workflow.

The settlement risk of online e-banking exists from the time when the Associated Press and its customers log on to the bank website through the Internet to handle various business activities, and the accounting settlement risk of online e-banking runs through the whole process of online banking. Some settlement risks faced by our county sub-branch are related to online banking settlement to some extent. /kloc-Since May 20XX, 0/5, there have been 2 legal person users and 9 individual users signing online banking in our county sub-branch, and the work management of bank internal personnel such as online banking signing, counter operation, background operation and account manager is standardized and reasonable; The Assets and Liabilities Department of the county sub-branch implements the system of one household and one bag for the customer data signed by the enterprise, and the customer data signed by the individual is kept in a special folder, and all kinds of registers are perfect; Among them, the enterprise customer certificate carrier access record is sound, the certificate carrier and password are transmitted in two lines and issued in time, and relevant fees are charged to customers according to the unified charging standard of provincial branches; At the same time, employees of the Bank are strictly prohibited from participating in customer-related fund transactions.

Second, the widespread use of ATM must be based on safety and reliability, otherwise it will lose its premise of existence.

In order to effectively prevent criminals from inducing customers to transfer money on ATM machines by telephone, SMS, e-mail and fake websites. And the risk of loss of customers' funds, our county branch upgraded the ATM system within its jurisdiction and added "anti-fraud tips" in ATM card transfer and card-free transactions. When the customer selects the "transfer" or "transaction without card" function key on the ATM, the screen will display the screen and text, with the following prompt? "Beware of fraudulent information such as phone calls, text messages, emails and fake websites, and don't remit money or transfer money to strange accounts", reminding customers to think twice before you act, in case they are deceived. In card transfer and card-free transactions, the "Echo Account Name" link has been added. When a customer enters the other party's card number or account number on the ATM, the screen will automatically display the account name corresponding to the account for the customer to confirm. Through such account name verification, the customer's worries can be relieved and the customer's capital security can be guaranteed.

In order to prevent customers from taking the wrong card or changing the card when making ATM deposits, our county sub-branch has also added a link of "returning the account name" in ATM deposit transactions. When a customer deposits money on the ATM, the system will display the account name of the deposit account for the customer to confirm in a way similar to "returning the account name" for transfer, thus effectively preventing risks.

By analyzing the modus operandi of criminals in many ATM cases, we find that criminals basically achieve their criminal purposes by stealing customers' bank card numbers or passwords. Then, to put it another way, customers can ensure the security of account funds to a great extent as long as they protect their account passwords or card numbers. Therefore, our county sub-branch requires all counter staff to strengthen the education and guidance to customers, improve their awareness of prevention, remind customers to protect their personal passwords and enhance their awareness of prevention, so as to achieve the purpose of improving the safety of ATM use. In this respect, our county branch still has some shortcomings. There is no electronic banking monitoring post, and a special person monitoring and strict re-supervision and inspection scheme are implemented. The leaders of our county sub-branches attach great importance to the risk control of e-banking, strengthen management, and never allow fraud in order to complete the task. They also make an effective inspection plan, pay attention to the actual effect of inspection, find problems, make timely rectification, make business inspection regular, systematic and standardized, establish a long-term supervision mechanism for risk prevention, and fundamentally guarantee the rapid and steady development of e-banking business in our county sub-branches according to the standards of building a world-class e-bank.

Bank self-inspection report

In order to standardize the operation of online banking, guard against risks and ensure the healthy, rapid and standardized development of online banking in our branch, our branch organized a special person to conduct a comprehensive self-examination of all online banking operations and basic management signed by our branch from April 26th to 28th. The inspection content includes three aspects: customer signing management, daily maintenance management, and information preservation of online banking business. The self-inspection is now reported as follows:

I. Personal online banking business

From the opening of online banking in 20XX to April of 20XX, the Bank * * * registered XX personal online banking account, added XX personal online banking account, cancelled XX personal online banking account, reset XX personal online banking password and cancelled XX personal online banking account. Personal customers sign online banking contracts with complete information and correct application forms, all of which are handled by myself and signed by me; Personal online banking accounts, certificates and cancellation of online banking accounts are all operated in accordance with relevant regulations. The daily maintenance business of personal online banking is submitted by the customer himself, and the contents of the previous application form are filled in correctly and completely.

Second, corporate online banking business

The inspection contents of enterprise online banking mainly include: whether the online banking information is complete, whether the filling content is correct and complete, whether the signature is complete and accurate, whether it has been approved and signed by the credit department, whether the relevant settings in the online banking background management system are correct and complete, whether they are consistent with the application contents in the enterprise customer application form, whether the online banking transaction flow is printed after all the settings in the online banking background management system are completed, whether it is saved in accordance with relevant regulations, and whether it is operated by two people.

From the online banking in 20XX to April in 20 10, our branch signed a corporate online banking account in XX, and the login password of the corporate online banking account was reset to XX. * * * XX households with data problems. The main problems are as follows:

1, incomplete signature, ***XX households, XX households have been rectified, and there are still XX households to be rectified.

2. No one can sign ***XX accounts, all of which are customers who signed before receiving the notice from the head office. Under the coordination of the sub-branches, the account managers are responsible for contacting the customers to sign up. At present, XX households have been rectified, and the account manager is still in contact.

3. The information is incomplete. If the ***XX householder does not have a customer login name, the ***XX household without a login name is being filled in by the handling personnel to contact the customer.

III. Daily Maintenance and Data Storage

The inspection contents mainly include whether the operation of the online banking background management terminal is correct, whether the transaction flow is printed and incorporated into the subpoena management after the operation is completed, whether the landing business is handled in time, whether the processing flow is in compliance with the regulations, whether the corporate customer reply form is printed in time, whether the corresponding register is set for the enterprise online banking certificate collection and online banking password reset, and whether the online banking materials are kept by special personnel and bound in time.

Since the online banking was launched, our sub-branch has set up online banking operators and reviewers respectively, and designated special personnel to handle the daily business and landing business of online banking. 20 10 after receiving the notice from the head office, our bank established the online banking certificate collection and password reset register. Online banking materials are kept by special personnel and bound regularly.

After this self-inspection, the risk awareness of the online banking managers of our branch has been effectively improved, and the online banking business has been further standardized, which has provided a guarantee for the healthy, rapid and standardized development of the online banking business of our branch.