What are the risks of financial securities?

Risk early warning of financial securities investment

Release date: 2006-10-231:12:15 Author: Source:

Dear securities investors:

All financial transactions are risky. All financial transactions should follow the principle of good faith. It is illegal for financial institutions to promise the minimum income of financial services on behalf of customers, and the risks arising therefrom are borne by investors.

Securities investment is risky. According to the relevant laws and regulations on securities trading promulgated by the state and the business rules of Shenzhen-Shanghai Stock Exchange, in order to make you better understand the risks of securities trading, I solemnly remind you that you may get higher investment returns when trading stocks and other securities, but there are also greater securities investment risks. Therefore, you should seriously consider whether to participate in securities trading according to your risk tolerance and psychological tolerance. Before making a decision, you must fully understand the following points:

1. Because of the fluctuation of the securities market caused by the macroeconomic environment and changes in the surrounding markets in China and neighboring countries and regions, you have both profit opportunities and losses;

2. Due to the price fluctuation caused by the imbalance between supply and demand of buyers and sellers in the securities trading market, you will have the opportunity to make a profit or lose money;

3. Changes in the operation, management and personnel of listed companies may cause fluctuations in securities prices, even suspension or delisting, which may cause you to suffer losses;

4. Changes in laws and regulations of the government, Shenzhen and Shanghai stock exchanges and other relevant departments may cause drastic fluctuations in the stock market price, resulting in risks.

5. The price limit system implemented by Shenzhen Stock Exchange may make it impossible for your securities to be sold or it is difficult to make up the funds in a short time, which will bring you losses;

6. Under certain market conditions, it may be impossible to execute the transaction price entrusted by you, and the order may not necessarily limit the loss to the expected level;

7. As trading and market disclosure are realized through electronic communication technology and computer technology, and there is also the possibility of network hackers and network viruses attacking, our company cannot guarantee that there will be no accidents of market and trading interruption due to technical reasons, and the resulting investment losses are force majeure factors. Please pay special attention.

8. The violent fluctuation of securities prices caused by force majeure factors such as unexpected events may be unfavorable to the securities you hold;

9. You should realize that any promise and guarantee of profit or loss in securities trading is impossible and unfounded, and neither the employees of our company nor the securities brokerage agent will give you such a guarantee. If there is similar behavior, it should be considered invalid;

10. Due to the limitation of using the Internet to transmit information and network conditions, trading orders may be interrupted, suspended, delayed and have data errors.

1 1. Because information is transmitted through the Internet, the identity of institutions or investors may be attacked and impersonated by "hackers";

12. Due to the use of the Internet to transmit and publish securities information such as information and market information, errors or misleading may occur due to line congestion or failure;

13. Due to the use of the Internet to transmit information, investors' data may be stolen or changed during transmission on the Internet.