Is it okay to open an account in Warburg Securities?

Investors should constantly enhance their awareness of rational investment, improve their ability to prevent and control securities investment risks, participate in securities trading according to law, and safeguard their rights and interests through legal channels. Investors should fully understand and abide by the principle of "whoever buys is responsible" in the securities market. Investors who participate in securities trading should make rational judgments and make independent decisions according to relevant market information, and bear the consequences of trading by themselves.

Before participating in securities trading, investors should master the basic knowledge of the securities market, relevant laws and regulations and the relevant business rules of this exchange, fully understand the risks of securities trading, and master the necessary skills of risk prevention and resolution. When an investor signs a securities trading agency agreement with a securities company with the membership of this Exchange, he shall know the qualifications of the entrusted securities company, carefully read the terms of the agreement, and sign relevant risk disclosure documents as required.

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Provisions on relevant requirements for opening an account of Huabao Securities:

1. Investors shall actively cooperate with the securities trading supervision of this Exchange, accept the investigation conducted by this Exchange according to relevant laws and regulations and the business rules of this Exchange, and provide relevant information truthfully, accurately and completely.

2. When other market participants commit misconduct in securities trading and infringe upon their legitimate rights and interests, investors can seek legal relief through judicial procedures and other legal channels.

3. When safeguarding their own rights and interests, investors shall abide by the relevant provisions of laws and regulations, and shall not infringe upon the interests of the state, society, collective and the legitimate rights and interests of others, and shall not disturb public order and the work order of the relevant units such as this Exchange.

Warburg Securities-Trading Guide